ResourcesContinuing Education

Seismic Systems
that Stand Up to Nature

Three innovative projects in the booming bay area demonstrate the latest thinking about structural seismic systems in building performance.

Wendy Talarico

Continuing
Education

Use the following learning objectives to focus your study while reading this month’s ARCHITECTURAL RECORD / AIA Continuing Education article.

Learning Objective:
After reading this article, you will be able to:

1. Describe different types of structural seismic systems.

2. Explain how seismic systems-including base isolators, dampers, shear walls, and braced framing-function and what types of buildings each serves best.

3. Explain seismic terminology.

 

In San Francisco, architects, engineers, and builders don't say the word "earthquake." They refer to those sudden and violent vibrations of the earth's crust as "events." The one that's discussed most in the Bay Area is the 1,000-year event-an earthquake the equivalent of the famous 1906 quake, with a magnitude of 7.8. According to the U.S. Geological Survey (USGS), another 1,000-year quake, would kill "thousands of people…and economic losses might be in the hundreds of billions of dollars." The USGS also predicts there's a 67 percent chance of a quake with a magnitude of 7 or larger before 2020.

No wonder people there and in other seismic zones, such as Seattle, Mexico City, and even St. Louis, are becoming increasingly savvy about the seismic components of the structures in which they live and work. "We're not designing to meet code anymore, we're paying attention to what the tenants want based on their own risk assessments," says Mark Miller of Kaplan McLaughlin Diaz (KMD) in San Francisco. "Office building owners want to limit the threat to their employees and, just as important, to their businesses. Shutting down operations for just one day costs thousands."

For example, in Emeryville, just across the Bay Bridge from San Francisco, Pixar is building an animation studio, designed by Bohlin Cywinski Jackson. The expensive seismic system they're using is perhaps a case of overkill; the base isolators, paired with a concentric-brace frame, far exceed code. For a company that stands to lose money if its sensitive computer equipment fails, however, the expenditure is worth it.

The information and case studies presented here focus on the Bay Area, America's prime earthquake territory. There's a building boom underway there, thanks in part to dot-com companies, but also as a reaction to the lean years of the early 1990s when virtually nothing was built. The boom is an opportunity to advance the seismic design process and even experiment with American and international innovations.

Like many aspects of building science, designing structures to withstand seismic forces is trial and error. "We have a long way to go in terms of understanding how materials and structures behave and react," says David Friedman, president of Forell/Elssesser Structural Engineers. "With every quake we learn a little more about what stands and what falls."

Picking a system

An earthquake is a series of forces, or energy, and the goal of any seismic system is to somehow dissipate or absorb that energy, decreasing the demand on the building structure. There are several ways to design a building to endure an earthquake with minimal structural damage. The seismic system that works best depends on the particular project-its location, the design parameters, the owner's requirements, building codes, and costs.

In California, seismic design is governed by the Uniform Building Code, which sets standards based on the amount of load the building is likely to take and its proximity to fault lines. "Code mandates that the building be stable enough immediately after an event to allow safe egress, but it says nothing about getting back into the building, unless the building is classified as essential-hospitals, airports, and so on," Friedman says. How a building actually fares is determined, in part, by the level of structural engineering that the building owners, working with the architect and engineers, decide to achieve. Factors that determine this level include permissible outage time, extent and cost of repairs, and how the electrical, plumbing, and other systems must hold up. It's likely that the new International Code will integrate some of these performance-based standards when it is next updated in 2003, he adds.

The architecture also determines what type of seismic system is employed. "Sometimes the architect says, 'The building must look like this. Find a way to make it stand.' But the best results come when we work together, finding the right solution for the right problem," says Eric Ko, a structural engineer with Ove Arup & Partners in San Francisco.

Seismic devices

The case studies presented here rely on four types of systems: shear walls, braced framing, shock-absorbing devices or dampers, and base isolation. These may be used alone or, for tall buildings, in combination. Each additional system increases construction costs, though the amount of increase varies. Shear walls and braced framing are least expensive, dampers are higher in cost, but base isolation is most expensive, depending on the number of isolators required and type. "They also perform best," Friedman says.

Shear walls: These may be added to an existing building or designed into a new one to add strength and stiffness to the building. In commercial buildings, they are most frequently made of reinforced concrete. Their placement and composition requires careful thought about how seismic activity will affect a particular building. On multistory buildings, for example, shear walls are heaviest at the bottom floors where there is the most shear.

Architecturally, shear walls have a strong impact. They require careful placement of windows, doors, and wall openings. Their thickness, often 12 to 18 inches or more of concrete, eats up square footage and adds weight. Says Navin Amin, with Middlebrook + Louie Structural Engineers, "It's not so easy to have a slender, elegant structure when shear walls are used alone for seismic resistance."

Braced framing: Sometimes referred to as trussed framing, bracing stretches diagonally within a bay to create a triangulated vertical frame. As in roof trusses, the triangles are able to handle stresses better than a conventional rectangular frame. They also add stiffness. Braces are usually welded or bolted in place for a stiff and sturdy joint that will not give in an earthquake. Bracing may be configured as diagonals, chevrons, knees, or in X, V, or K shapes. Concentric braces connect at the intersection of beams and columns. Eccentric braces connect to the beam some distance from the beam-column intersection. This configuration provides stiffness but prevents a buckled brace from destroying the beam-to-column or brace-to-beam joints.

Bracing limits building design by requiring consistent floor design so that the braces don't interrupt the usage of space. "Positioning the bracing is an architectural challenge if what happens on each floor is different," says Craig Hartman, faia, of SOM's San Francisco office.

Dampers: Damping is ordinarily performed by the failure of various building elements. Every shattered window, buckled framing member, and cracked piece of masonry is evidence of dissipated energy. Dampers "literally soak up the energy of earthquake-induced motion," in the words of one manufacturer. Instead of swinging back and forth repeatedly as earthquake vibrations are transmitted, the building is stilled as the motion of the dampers absorbs the energy.

There are four basic types of dampers: visco-elastic, friction, metallic, and viscous. Each employs some type of pumping component or piston that operates against a friction device-pads or fluid-filled chambers-to release energy in the form of friction or heat. Metallic dampers absorb energy via the inelastic deformation of metal. Dampers are normally incorporated into the bracing or paired with base isolators.

Base isolators: First used in the U.S. in the mid 1980s, base isolators come in three varieties: high-damping rubber, lead-core rubber (both elastomeric), and friction pendulum. All three have the same effect: inserted under the building, they allow the structure to move independently of the shifting ground below. Each type of isolator performs differently.

Elastomeric isolators, made of natural and synthetic rubbers, stretch with the building as it responds to seismic forces. The rubber, as it seeks its natural form, pulls the building back into place. The all-rubber version is softer, allowing greater movement, but the lead core absorbs some of the seismic energy and forces the isolator back into place quicker. Friction pendulums offer a lower profile than rubber isolators (8 to 12 inches versus 24 to 36 inches in height) for corresponding load and displacement values-a valuable asset when floor height or excavation depth is limited. They function like a ball on a plate: a curved slider, attached either to the footing or the building above, slips around on a concave steel plate. The weight of the building recenters the slider on the plate after an event, righting the structure.

Among the problems with friction pendulums is what one engineer calls "sticktion," the propensity of the slider to stick at the edges of the plate. Also, in quakes of sufficient magnitude building edges can lift, pulling the slider off the edge of the plate. There are disadvantages to elastomerics, as well. The rubber can harden or stretch, making it unresponsive. For this reason, isolators must be inspected regularly.

Base isolators are not appropriate for all buildings. The structure must be made rigid so that it operates as a unit, involving the addition of bracing, ties, or shear walls. Even so, it is a seismic strategy that offers architects greater design flexibility than brace framing or shear walls. Enough of the seismic force is absorbed by the base isolators that the framing can be lighter, and base isolators are suitable for renovation since most of the work is done at the foundation level.

Improving steel-moment frames

The 1994 Northridge Earthquake, which originated northwest of Los Angeles, proved that steel-moment-resistive frames don't hold up. While the flanges of the beams and columns are fully welded in this framing system, allowing greater continuity and distribution of moment forces, the 1994 event resulted in cracking along the webbing of the columns and buckling throughout the assembly.

Since the Northridge quake, these connections have been tested extensively by private research firms and at the four principal federal seismic research centers. On shake tables, which simulate seismic vibrations, and in sophisticated computer-modeling programs, new twists on the moment connections are tested. "There are so many ways of putting a building together, seismically speaking, it seems ridiculous that so much attention is given to steel-moment frames," Eric Ko says. "But architects aren't willing to give up the flexibility that this system allows."

Among the variations are dogbones, in which the flanges of the beam adjacent to the column are shaved, focusing the deformation onto that area of the beam instead of the joint. Damage to joints and columns is more serious and more difficult to fix than isolated beam damage. Another method for improving the performance of steel-moment frames is the slotted-web moment connection in which slots are cut at the top and bottom of the beam webbing. Like the dogbone, this localizes damage to the beams. A circular cut at the end of each slot arrests cracking that might continue through the web.

Slotted-web connections were used by Robert A. M. Stern Architects and Gensler at the 18-story Gap Embarcadero in San Francisco. The specifications for the slots, based on the size and position of the beam, are given to the fabricator, who makes the necessary cuts. A building as tall as this Gap requires a combination of seismic systems to keep it standing after an event. The architects created a four-sided concrete core which acts as a centrally located shear wall. It resists overturning forces and provides stiffness for the rest of the structure.

The central spine doesn't interfere with openings-important when the view is as good as it is from this building, located near the waterfront. The core measures 157 by 30 feet at the base, but shrinks to 90 by 30 feet at the top. Its walls taper upward from a thickness of 18 inches to 12 inches on top. The core holds the elevators, restrooms, and storage areas. Steel wraps around the core and is tied to it by collector beams that "gather" seismic forces and direct them into the concrete. In case of a quake, 90 percent of the force will go into the core.

A dance

An architect's job in a quake zone is to make choices that will mitigate the effects of earthquake energy on a building and its contents. "A shear wall cracks, a dogbone buckles, base isolators sway, dampers move in and out, and bracing bends and stretches," Friedman says. "The key is something has got to give somewhere."

As seismic studies progress, however, that something that has to "give" doesn't have to result in a less functional, flexible building. Just as important, it doesn't have to make a building that's clunky and unattractive. "A building should be able to dance with the forces that affect it," KMD's Miller says. "There's no reason why architecture in the Bay Area can't be as graceful as in a place where there is no seismic threat."

 

Case Study

New International Terminal at San Francisco International Airport

Completion: Spring 2000
Construction cost: $500 million
Architects: Joint Venture Architects (JVA), including Skidmore, Owings & Merrill (SOM), DelCampo & Maru, Michael Willis and Associates
Engineer: SOM

Seismic concerns, while important, weren't top priority when design work began on the New International Terminal in 1993. Then, in 1994, the Northridge quake proved yet again that nature wins out over architecture, despite engineering know-how. "We suddenly realized we had to increase the building's seismic criteria," says Craig W. Hartman, faia, an SOM partner at the firm's San Francisco office.

In California, building codes rate structures such as airports and hospitals as essential: they may sustain minimal damage but must continue to operate after a severe quake. In addition, because the terminal spans the entrance road to the domestic terminals, its ability to withstand seismic vibration was even more important. "Nobody wanted anything to come down and block that road," says Peter L. Lee, one of the project engineers.

The terminal's cantilevered roof rests on 2 sets of 10 columns. The innovative, winglike trusses span 860 feet and encompass 1.2 million square feet. To keep the trusses stable and allow the use of delicate steel framing and a window wall at the front facade, SOM's seismic engineers selected friction pendulum base isolators-267 of them tucked beneath the building's columns.

The nonstick, concave surface of the plate and the steel "slider" that moves over it lets the building swing around during seismic vibrations, while the weight of the structure evens the terminal once the earth's crust calms down. The isolators allow 20 inches of movement around the perimenter. "It's a system that works best for a low building, one that lacks strong overturn forces [a building's propensity to flip over when it is rocked]," Lee says. "It's essentially a squat, stiff building, despite the trusses."

Eccentric and concentric braces reinforce the building's frame so that it moves as a unit. The structure is also tightly knit at roof and floor junctions.

While the base-isolation system is unique, it is only part of the story. The real engineering came in creating a seismic moat-the 20-inch-plus seam around the building that allows it to sway without crashing into the adjacent structures or pulling the surrounding roadways along with it. "All kinds of systems come through that seam," Hartman says. "It required connections that could flex and stretch-not exactly off-the-shelf items."

The buildings that lead from the terminal to the boarding gates and connect to incoming mass transit are fixed and will not move in a quake. To keep these wings connected, the floor plates, walls, and ceilings telescope. Metal plates that slide over each other prevent the road in front of the terminal, where passengers are loaded and unloaded, from tearing away when the building moves.

 

Case Study

Hearst Memorial Mining Center

Completion: Fall 2001
Construction cost: $49 million
Architect: NBBJ San Francisco
Engineer: Rutherford & Chekene

Designed by architect John Galen Howard for Phoebe Apperson Hearst in memorial to her husband, George Hearst, one of the great 49ers (and father of William Randolph Hearst), some aspects of this 1907 Beaux Arts building's interior are intended to recall a mine shaft. But pace 800 feet to the east, and you're standing on the Hayward Fault, determined by the USGS to be the likely source of a major quake in the next 30 years.

"This is the most historically significant building in a near-fault environment," says Brendan Kelly of NBBJ. "It's worth preserving."

The four-story laboratory and classroom building houses the University of California at Berkeley's department of materials science and mineral engineering. Due for renovation 20 years ago, the building had become a warren of offices and labs. "You could barely see the original features, like the two light courts and central atrium," Kelly says.

While sections of the building were closed after a structural analysis in the 1970s, it wasn't until after the Loma Prieta quake in 1989 that school officials took action. "The building survived, but everyone realized its precariousness," he adds.

The university decided not only to preserve the structure, but to update the labs and return the building to its original state. They're also adding two 4,800-square-foot towers. Construction began last summer.

The new seismic system combines 24 fluid dampers and 134 high-damping rubber base isolators, which allow 28 inches of displacement around the building. New concrete beams and existing 2 1/2-foot-thick masonry walls add rigidity and tie the structure together.

The dampers and isolators work in concert; in a large event, the isolators let the building sway, but the dampers prevent it from swaying too actively. The 16-foot-long, 10-inch-diameter dampers connect to the footings and the first-floor beams.

To maintain the first-floor height, the contractors must remove the existing footings and install new ones 11 to 27 feet below, depending on the location. "This added a tremendous amount of labor," says Douglas Robertson, a structural engineer with Rutherford & Chekene. The isolators are placed atop the new footings, while a grid of concrete beams rests on the isolators. The building columns bear on these beams. The tower additions are tied to the existing building at the first and second floors with concrete beams.

Other seismic precautions include strengthening the 7-foot-tall parapets that ring the building by inserting rebar into 3-inch-diameter vertical cores drilled into the parapet walls (called center-core reinforcing). The 20 chimneys towering above the roofline, will be secured by prestressing high-tension steel strands dropped from the concrete chimney caps to anchor plates at the bottom. The historic Guastavino tiles in the great hall will be painstakingly secured by attaching them to fiberglass-composite stiffening ribs added above the vaulted ceiling. Between the ribs, steel mesh embedded in urethane foam will "grab" the tile.

It seems the expense of the restoration is worthwhile. "I understand the university president is getting phone calls from the other campus departments," Kelly says. "Everyone wants to move into Hearst when the building is done."

 

Case Study

Chong-Moon Lee Center for Art and Culture


Completion: Fall 2002
Cost: $125 million
Architects: Hellmuth, Obata + Kassabaum Inc. (HOK), LDA Architects Inc., Robert B. Wong Architects and Planners
Design Architect: Gae Aulenti
Engineer: Forell/Elsesser

Built in 1917, this four-story, 163,000-square-foot Beaux Arts building, part of the city's Civic Center complex, was formerly the public library. Now known as the Asian Art Museum, the building will hold the city's collection of antique Asian pieces, now housed at the de Young Museum.

"We're told it is the city's most valuable asset, aside from its real estate," says Mark Piaia, aia, of HOK. The city mandated that in a 1,000-year quake, only 2 percent of the total collection may be damaged. "The seismic criteria exceeds design for hospitals and other 'essential' structures," he adds

The seismic structure will consist of 120 lead-core rubber base isolators, working in tandem with shear walls, added strategically throughout the structure. The latter, 36-inches-thick at their base, will be cast in place. "We had to work around the existing openings to find locations for these," Piaia says. "They eat up a lot of square footage." Metal struts that stretch across the wings tie these to the main structure

The 20-inch-high, 40-inch-diameter isolators allow movement of 30 inches in all directions. "You can specify or 'tune' the isolators to give you whatever displacement factor you want," says Paul Rodler, a structural engineer with with Forell/Elsesser. "Softer isolators are used here for a greater range of motion."

The isolators are now being installed beneath the building one column at a time. To do this, each column is first shored up, the connection between the footing and the column base is cut out, and the isolator is slipped in place. Then the shoring is removed and the column is resettled. "The trick in all this is that the building itself can't move more than 1/10 inch during the process. Greater movement will result in structural damage," Piaia says.

Also, installing the base isolators this way meant sacrificing some of the first-floor height. But digging down deeper to repour the footings (as is being done in the Hearst Memorial Mining Center) would have been prohibitively expensive.

The seismic moat is straightforward-an air space capped by a 5 1/2-foot cover that wraps around the base of the granite. There are no structures immediately adjacent to the center and nothing for it to bump into, in case of a quake. The seam is complex only in that it must jog around perimeter details, including stairs, the dining terrace, and other exterior features. It also contains flexible connections for utilities and systems entering the building.

The historical value of the building, combined with the priceless collection it will hold, makes the expense of the seismic system worthwhile. Says Piaia: "Investing in good seismic design is like buying insurance."

 

GLOSSARY

Base isolators: These decouple the building from the ground, allowing each to act independently in case of a seismic event. There are three types: high-damping rubber, lead-core rubber, and friction pendulum.

Base shear: The lateral force that is designed for at the building base. Braced frame: A frame that uses triangulated elements (trussed) to brace it against lateral forces.

Concentric brace: A brace that stretches vertically from corner to corner within a framing bay.

Dampers: Like automotive shock absorbers, dampers consist of metal tubes filled with silicon fluid and a piston rod that releases energy by forcing the fluid into a series of chambers.

Dogbone: Used on steel-moment frames, dogbones are the flanges of the beam adjacent to the column joint that are weakened by shaving off some of the steel on either side, creating a slender section about two feet long (depending on the depth of the beam). If seismic forces are strong, the beam deforms in this spot, thereby localizing the damage to the frame.

Ductility: Ability of a material to carry load after it is bent.

Eccentric brace: A brace that stretches from some point along the beam or the column, reducing stress on the corner joints.

Moat: The seismic seam or buffer between a base-isolated building and the surrounding structures or land. The moat must be large enough to accommodate building movement in case of seismic activity. Without a moat, the building is anchored to the surrounding structures, limiting its movement and defeating the purpose of the isolators.

Shear wall: A vertical wall that adds stiffness and rigidity to a structure, usually made of concrete in commercial structures.

Steel moment-resistive frame: A frame with joints between beams and columns that are created with welds or, occasionally, high-strength bolts to transfer the load among the members.

Questions:

  1. What is the goal of seismic devices?

  2. What do shear walls add to a building?

  3. How does braced framing affect building design?

  4. How do dampers work to support a building?

  5. How do base isolators work?

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